Yuk Kwan Yip
葉玉群
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuk Kwan Yip (葉玉群), a licensed former licensee with CE reference AGP554. This person has 9.5 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Links International Investment Consultant Limited 靈獅國際投資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2016-11-29 | 2019-03-31 |
| Redford Securities Limited 泓福證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-13 | 2013-12-09 |
| Redford Asset Management Limited 泓福資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2010-08-13 | 2013-12-09 |
| Redford Asset Management Limited 泓福資產管理有限公司 |
Rep | Type 9 - Asset management | 2010-08-13 | 2011-08-24 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-11-25 | 2009-02-05 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2008-11-03 | 2009-02-05 |
| Network Financial Services Limited 萬匯理財策劃有限公司 |
RO | Type 4 - Advising on securities | 2007-09-07 | 2007-11-14 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-27 | 2008-04-28 |
| Network Financial Services Limited 萬匯理財策劃有限公司 |
Rep | Type 4 - Advising on securities | 2007-08-27 | 2007-09-07 |
| Wisdom Wealth Management Limited 竑智理財策劃有限公司 |
RO | Type 4 - Advising on securities | 2006-04-20 | 2007-03-30 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 - Advising on securities | 2005-04-04 | 2006-01-18 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-06-03 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-06-03 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-06-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuk Kwan Yip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.