Wave Riders Investment Management Limited

獲富投資管理有限公司

CE No. AGP571 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wave Riders Investment Management Limited (獲富投資管理有限公司), a Hong Kong-based licensed corporation with CE reference AGP571. Currently licensed for regulated activity type(s) 4 — Advising on securities; 5 — Advising on futures contracts; 9 — Asset management. Current licensed staff on file: 2 (total recorded over time: 4).

More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →

Registered address

1602 Easey Commercial Building, 253-261 Hennessy Road, Wanchai

Licence history

Activity	From	To
Type 4 — Advising on securities	present	present
Type 5 — Advising on futures contracts	present	present
Type 9 — Asset management	present	present

Licensed staff (all-time) (4)
Active on date

4 Advising on securities 5 Advising on futures contracts 9 Asset management

RO only

Name	Activities	First licensed	To
Kevin Kwok Keung Chan 陳國強	RO 4, 5, 9	2005-02	2009-06
Wai Tat Kong 江偉達	RO 4, 5, 9 Rep 4, 5, 9	2006-12	Present
Wing Chu Lo 盧泳珠	RO 4, 5, 9	2006-05	2007-09
Chi Ming Mok 莫志明	RO 4, 5, 9	Pre-2003	Present