Wave Riders Investment Management Limited

獲富投資管理有限公司
CE No. AGP571 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wave Riders Investment Management Limited (獲富投資管理有限公司), a Hong Kong-based licensed corporation with CE reference AGP571. Currently licensed for regulated activity type(s) 4 - Advising on securities; 5 - Advising on futures contracts; 9 - Asset management. Current licensed staff on file: 2 (total recorded over time: 4).

Category:
Registered address:
1602 Easey Commercial Building, 253-261 Hennessy Road, Wanchai
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 4 - Advising on securities Pre-2003 present
Type 5 - Advising on futures contracts Pre-2003 present
Type 9 - Asset management Pre-2003 present

Licensed staff trend

- Total licensed staff, all activities

Licensed staff (all-time) (4)
Active on date

Name Activities First licensed To
Wai Tat Kong 江偉達 RO 4, 5, 9 Rep 4, 5, 9 2006-12 Present
Chi Ming Mok 莫志明 RO 4, 5, 9 Pre-2003 Present
Kevin Kwok Keung Chan 陳國強 RO 4, 5, 9 2005-02 2009-06
Wing Chu Lo 盧泳珠 RO 4, 5, 9 2006-05 2007-09
Showing 1–4 of 4

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