Siu Tak She
佘紹德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Tak She (佘紹德), a licensed former licensee with CE reference ACI321. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Equant Point Asset Management Limited 君峯資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-11-11 | 2023-06-08 |
| Equant Point Asset Management Limited 君峯資產管理有限公司 |
RO | Type 9 — Asset management | 2016-11-11 | 2023-06-08 |
| Redford Asset Management Limited 泓福資產管理有限公司 |
RO | Type 4 — Advising on securities | 2011-10-04 | 2016-08-10 |
| Redford Asset Management Limited 泓福資產管理有限公司 |
RO | Type 9 — Asset management | 2011-07-25 | 2016-08-10 |
| Redford Asset Management Limited 泓福資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-02-17 | 2011-07-25 |