Kin Man Chan

陳建文
CE No. ALG202 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Man Chan (陳建文), a licensed former licensee with CE reference ALG202. This person has 13.5 years of SFC licence history. Total licence records on file: 7.

Information

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Licence history

FirmRoleRegulated activityFromTo
Manulife Investment Management (Hong Kong) Limited
宏利投資管理(香港)有限公司
Rep Type 1 - Dealing in securities 2019-09-23 2022-11-23
Manulife Investment Management (Hong Kong) Limited
宏利投資管理(香港)有限公司
Rep Type 4 - Advising on securities 2019-09-23 2022-11-23
First Sentier Investors (Hong Kong) Limited Rep Type 1 - Dealing in securities 2016-03-30 2017-02-28
Quam Securities Limited
華富建業證券有限公司
Rep Type 1 - Dealing in securities 2013-09-16 2014-05-14
China Tonghai (IA) Limited
中国通海投资顾问有限公司
Rep Type 4 - Advising on securities 2006-12-04 2013-09-02
Quam Asset Management Limited
華富建業資產管理有限公司
Rep Type 4 - Advising on securities 2004-11-18 2006-11-17
Quam Asset Management Limited
華富建業資產管理有限公司
Rep Type 9 - Asset management 2004-11-18 2006-11-17

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kin Man Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Chi Kong Lam China Tonghai (IA) Limited 2006–2013
Kwan Lun Cheng China Tonghai (IA) Limited 2006–2013
Raymond Chee Long Siu China Tonghai (IA) Limited 2006–2013
Bernard Pouliot China Tonghai (IA) Limited 2006–2013
Tat Sun Hu China Tonghai (IA) Limited 2006–2010
Henry Chi Sheung Chan China Tonghai (IA) Limited 2006–2010
Rico Ching On Chan China Tonghai (IA) Limited 2010–2013
Wai Kit Cheung China Tonghai (IA) Limited 2011–2013
Tsz Kin Yeung China Tonghai (IA) Limited 2008–2010
Chun Ming Yu China Tonghai (IA) Limited 2008–2010
Allen Kin Sing Wong China Tonghai (IA) Limited 2008–2010
Miao Xiao China Tonghai (IA) Limited 2010–2012
Yat Sing Kwok China Tonghai (IA) Limited 2008–2010
Yuk Kwan Wong China Tonghai (IA) Limited 2010–2012
Tin Shing Ho China Tonghai (IA) Limited 2008–2010
Siu Yeung Lam Quam Asset Management Limited 2004–2006
Johnny Yau Shing Yeh China Tonghai (IA) Limited 2006–2008
Wan Hang Yeung China Tonghai (IA) Limited 2008–2010
Wai Lap Ho Quam Asset Management Limited 2005–2006
Wai Yang Cheng China Tonghai (IA) Limited 2008–2010

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