Johnny Yau Shing Yeh
葉有誠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Johnny Yau Shing Yeh (葉有誠), a licensed former licensee with CE reference ANP549. This person has 5.0 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Legends Asset Management Limited 天駿資產管理有限公司 |
Rep | Type 9 - Asset management | 2010-12-02 | 2011-11-30 |
| Mitsubishi UFJ Investment Services (HK) Limited 三菱日聯投資服務(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-10-20 | 2010-08-05 |
| China Tonghai (IA) Limited 中国通海投资顾问有限公司 |
Rep | Type 4 - Advising on securities | 2006-06-28 | 2008-09-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Johnny Yau Shing Yeh during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.