Johnny Yau Shing Yeh
葉有誠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Johnny Yau Shing Yeh (葉有誠), a licensed former licensee with CE reference ANP549. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Legends Asset Management Limited 天駿資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-12-02 | 2011-11-30 |
| Mitsubishi UFJ Investment Services (HK) Limited 三菱日聯投資服務(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-10-20 | 2010-08-05 |
| China Tonghai (IA) Limited 中国通海投资顾问有限公司 |
Rep | Type 4 — Advising on securities | 2006-06-28 | 2008-09-20 |