Rico Ching On Chan
陳靖安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rico Ching On Chan (陳靖安), CE reference AVW193. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AvantFaire Investment Management Limited 先行投資管理有限公司 |
RO | Type 4 — Advising on securities | 2021-11-05 | 2024-08-31 |
| AvantFaire Investment Management Limited 先行投資管理有限公司 |
RO | Type 9 — Asset management | 2021-11-05 | 2024-08-31 |
| AvantFaire Investment Management Limited 先行投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-10-18 | 2021-11-05 |
| AvantFaire Investment Management Limited 先行投資管理有限公司 |
Rep | Type 9 — Asset management | 2021-10-18 | 2021-11-05 |
| Yan Yun Family Office (HK) Limited 胤源世創家族辦公室(香港)有限公司 |
RO | Type 4 — Advising on securities | 2021-06-28 | 2021-10-15 |
| Yan Yun Family Office (HK) Limited 胤源世創家族辦公室(香港)有限公司 |
RO | Type 9 — Asset management | 2021-06-28 | 2021-10-15 |
| Central China International Futures Company Limited 中州國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2017-11-03 | 2021-06-09 |
| Central China International Securities Co., Limited 中州國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-14 | 2021-06-09 |
| Central China International Securities Co., Limited 中州國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-06-14 | 2021-06-09 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2016-09-21 | 2017-05-31 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-08-03 | 2016-08-08 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-12-16 | 2016-08-08 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-15 | 2014-12-15 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-01-15 | 2014-12-15 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-16 | 2013-12-28 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-03-12 | 2013-09-02 |
| China Tonghai (IA) Limited 中国通海投资顾问有限公司 |
Rep | Type 4 — Advising on securities | 2010-09-09 | 2013-09-02 |