Miao Xiao
肖淼
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Miao Xiao (肖淼), a licensed former licensee with CE reference AVO461. This person has 3.7 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-11-13 | 2015-01-24 |
| Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-04-16 | 2014-10-03 |
| Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2013-04-16 | 2014-10-03 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-03-12 | 2012-08-10 |
| China Tonghai (IA) Limited 中国通海投资顾问有限公司 |
Rep | Type 4 - Advising on securities | 2010-07-26 | 2012-08-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Miao Xiao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.