Pui Kwan Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Kwan Chan (陳佩君), a licensed Representative with CE reference ALF667. Currently licensed at 1 firm(s): Neuberger Berman Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 21.7 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | Rep | Type 1 - Dealing in securities | 2014-07-03 | present |
| Neuberger Berman Asia Limited | Rep | Type 4 - Advising on securities | 2014-06-23 | present |
| Neuberger Berman Asia Limited | Rep | Type 9 - Asset management | 2014-06-23 | present |
| Mirae Asset Capital (China) Limited 未來資產資本(中國)有限公司 |
Rep | Type 4 - Advising on securities | 2012-12-17 | 2014-06-08 |
| Mirae Asset Capital (China) Limited 未來資產資本(中國)有限公司 |
Rep | Type 9 - Asset management | 2012-12-17 | 2014-06-08 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2006-06-15 | 2014-06-08 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 9 - Asset management | 2006-06-15 | 2014-06-08 |
| FWD Life Insurance Company (Bermuda) Limited 富衛人壽保險(百慕達)有限公司 |
Rep | Type 4 - Advising on securities | 2006-03-31 | 2006-05-28 |
| FWD Life Insurance Company (Bermuda) Limited 富衛人壽保險(百慕達)有限公司 |
Rep | Type 9 - Asset management | 2006-03-31 | 2006-05-28 |
| NNIP Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2004-09-13 | 2006-05-28 |
| NNIP Hong Kong Limited | Rep | Type 4 - Advising on securities | 2004-09-13 | 2006-05-28 |
| NNIP Hong Kong Limited | Rep | Type 9 - Asset management | 2004-09-13 | 2006-05-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pui Kwan Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.