Aaron Yun Wing Lee
李恩榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Aaron Yun Wing Lee (李恩榮), a licensed former licensee with CE reference AJC168. This person has 13.4 years of SFC licence history. Total licence records on file: 36.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-10-12 | 2025-08-20 |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
RO | Type 9 - Asset management | 2023-10-12 | 2025-08-20 |
| First Quarter Moon Asset Management Limited 上弦月資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-02-23 | 2023-09-05 |
| First Quarter Moon Asset Management Limited 上弦月資產管理有限公司 |
RO | Type 9 - Asset management | 2023-02-23 | 2023-09-05 |
| Infinite Capital Limited 昊陽資本有限公司 |
RO | Type 4 - Advising on securities | 2021-07-14 | 2022-02-28 |
| Infinite Capital Limited 昊陽資本有限公司 |
RO | Type 9 - Asset management | 2021-07-14 | 2022-02-28 |
| Innov Harbor Asset Management Limited 新灣資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-02-04 | 2021-06-30 |
| Innov Harbor Asset Management Limited 新灣資產管理有限公司 |
RO | Type 9 - Asset management | 2019-02-04 | 2021-06-30 |
| Innov Harbor Asset Management Limited 新灣資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-01-10 | 2019-02-04 |
| Innov Harbor Asset Management Limited 新灣資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-01-10 | 2019-02-04 |
| Monmonkey Group Asset Management Limited 大聖資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-08-10 | 2018-10-31 |
| Monmonkey Group Asset Management Limited 大聖資產管理有限公司 |
RO | Type 9 - Asset management | 2018-08-10 | 2018-10-31 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-12-31 | 2016-03-07 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2014-12-31 | 2016-03-07 |
| Fortune Hill Asset Management Limited 富春山資產管理有限公司 |
RO | Type 4 - Advising on securities | 2014-05-08 | 2014-11-24 |
| Fortune Hill Asset Management Limited 富春山資產管理有限公司 |
RO | Type 9 - Asset management | 2014-05-08 | 2014-11-24 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 1 - Dealing in securities | 2012-04-17 | 2013-05-25 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2012-04-17 | 2013-05-25 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 9 - Asset management | 2012-04-17 | 2013-05-25 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2011-08-04 | 2011-12-09 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 4 - Advising on securities | 2011-08-04 | 2011-12-09 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-11 | 2011-08-04 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-03-11 | 2011-12-09 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-03-11 | 2011-08-04 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-14 | 2011-01-23 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 - Advising on securities | 2010-12-14 | 2011-01-23 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
RO | Type 1 - Dealing in securities | 2010-07-26 | 2010-12-14 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
RO | Type 4 - Advising on securities | 2010-07-26 | 2010-12-14 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-01-18 | 2011-01-23 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
Rep | Type 9 - Asset management | 2010-01-18 | 2011-01-23 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-09-09 | 2010-07-26 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 - Advising on securities | 2008-09-09 | 2010-07-26 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-18 | 2008-08-18 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-07-18 | 2008-07-31 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2007-07-18 | 2008-08-18 |
| Network Financial Services Limited 萬匯理財策劃有限公司 |
Rep | Type 4 - Advising on securities | 2003-07-28 | 2004-02-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Aaron Yun Wing Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.