Wah Wai Lo
盧華威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wah Wai Lo (盧華威), a licensed former licensee with CE reference ACV756. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
RO | Type 1 — Dealing in securities | 2012-03-30 | 2018-03-29 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
RO | Type 9 — Asset management | 2007-04-02 | 2018-03-29 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
RO | Type 4 — Advising on securities | 2005-12-06 | 2018-03-29 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
RO | Type 9 — Asset management | 2005-12-06 | 2006-07-06 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2004-05-11 | 2005-12-06 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 9 — Asset management | 2004-05-11 | 2005-12-06 |