Kingston King Ham Lin
連敬涵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kingston King Ham Lin (連敬涵), a licensed Responsible Officer with CE reference AEF252. Currently licensed at 1 firm(s): CNO Capital (Hong Kong) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 41.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CNO Capital (Hong Kong) Limited 中海資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2026-04-08 | present |
| CNO Capital (Hong Kong) Limited 中海資本(香港)有限公司 |
RO | Type 9 — Asset management | 2026-04-08 | present |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-09-07 | 2024-01-31 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 9 — Asset management | 2023-09-07 | 2024-01-31 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-06-23 | 2022-11-21 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-06-23 | 2022-11-21 |
| Canfield Securities Company Limited 勤豐證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-08-06 | 2022-05-19 |
| Canfield Securities Company Limited 勤豐證券有限公司 |
RO | Type 4 — Advising on securities | 2019-08-06 | 2022-05-19 |
| Canfield Securities Company Limited 勤豐證券有限公司 |
RO | Type 9 — Asset management | 2019-08-06 | 2022-05-19 |
| Canfield Securities Company Limited 勤豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-24 | 2019-08-06 |
| Canfield Securities Company Limited 勤豐證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-24 | 2019-08-06 |
| Canfield Securities Company Limited 勤豐證券有限公司 |
Rep | Type 9 — Asset management | 2019-06-24 | 2019-08-06 |
| VC Brokerage Limited 滙盈證券有限公司 |
RO | Type 4 — Advising on securities | 2019-02-14 | 2019-05-22 |
| VC Brokerage Limited 滙盈證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-10-23 | 2019-05-22 |
| Ethk Funds Limited | RO | Type 9 — Asset management | 2018-10-23 | 2019-05-22 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-12 | 2018-10-23 |
| Original Group Securities Limited 原創集團證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-12-15 | 2018-09-18 |
| orientiert International Markets Limited | RO | Type 1 — Dealing in securities | 2016-08-30 | 2016-10-05 |
| orientiert International Markets Limited | RO | Type 4 — Advising on securities | 2016-08-30 | 2016-10-05 |
| orientiert International Markets Limited | RO | Type 9 — Asset management | 2016-08-30 | 2016-10-05 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-02-04 | 2016-10-05 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 4 — Advising on securities | 2015-04-23 | 2016-10-05 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 9 — Asset management | 2015-04-23 | 2016-10-05 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-16 | 2016-02-04 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-04-16 | 2015-04-23 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 9 — Asset management | 2015-04-16 | 2015-04-23 |
| Fulbright Asset Management Limited 富昌資產管理有限公司 |
RO | Type 9 — Asset management | 2013-10-29 | 2015-04-01 |
| Fulbright Asset Management Limited 富昌資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-07-10 | 2013-10-29 |
| Fulbright Securities Limited 富昌證券有限公司 |
RO | Type 4 — Advising on securities | 2011-03-30 | 2015-04-01 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-08 | 2015-04-01 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-03-08 | 2011-03-30 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-21 | 2011-02-28 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2009-07-21 | 2011-02-28 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
Rep | Type 9 — Asset management | 2009-07-21 | 2011-01-13 |
| Tian Yuan Finance Limited 天元金融有限公司 |
Rep | Type 9 — Asset management | 2008-08-07 | 2009-07-11 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2009-07-11 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2009-07-11 |
| Tian Yuan Finance Limited 天元金融有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2009-07-11 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-06-09 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-06-09 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-06-09 |