Suet Ying Chan
陳雪瑩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Suet Ying Chan (陳雪瑩), a licensed former licensee with CE reference AIR609. This person has 6.2 years of SFC licence history. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2010-02-02 | 2010-06-16 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-02-02 | 2010-06-16 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-10-30 | 2010-01-16 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-10-30 | 2010-01-16 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2008-07-11 | 2009-01-10 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-06-27 | 2009-01-10 |
| VC Capital Limited 滙盈融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-11-17 | 2008-05-08 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-12 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-10-25 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Suet Ying Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.