Lawrence Kwong Fai Tam
譚廣輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lawrence Kwong Fai Tam (譚廣輝), a licensed former licensee with CE reference ANQ871. This person has 7.1 years of SFC licence history. Total licence records on file: 9.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-07-08 | 2014-01-11 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2008-06-11 | 2013-04-27 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-06-11 | 2013-04-27 |
| VC Capital Limited 滙盈融資有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-26 | 2008-05-09 |
| VC Capital Limited 滙盈融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-09-26 | 2008-05-09 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-08-25 | 2006-09-09 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 4 - Advising on securities | 2006-08-25 | 2006-09-09 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-08-25 | 2006-09-09 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 9 - Asset management | 2006-08-25 | 2006-09-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lawrence Kwong Fai Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.