Vincent Chi Kin Lau
劉子堅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vincent Chi Kin Lau (劉子堅), a licensed Responsible Officer with CE reference AHA572. Currently licensed at 2 firm(s): CITIC Securities (Hong Kong) Limited, CLSA Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 22.1 years of SFC licence history. Total licence records on file: 24.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2025-01-08 | present |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-08-18 | present |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2021-08-18 | present |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-08-10 | 2025-01-08 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-06-07 | 2021-08-18 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-06-07 | 2021-08-18 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-08-02 | 2021-05-12 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-07-30 | 2021-05-12 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-04-17 | 2018-07-30 |
| China Sunrise Capital Limited 華升資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-03-12 | 2018-04-08 |
| China Sunrise Capital Limited 華升資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-01-16 | 2018-03-12 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2013-07-29 | 2017-09-19 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-06-17 | 2013-07-29 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2013-04-08 | 2013-06-16 |
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2010-05-04 | 2013-01-31 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-09-25 | 2010-05-04 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-08-05 | 2009-08-31 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-04-12 | 2009-04-04 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-20 | 2007-04-03 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-06-15 | 2007-04-03 |
| Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-06-21 | 2006-03-16 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-05 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-06-09 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Vincent Chi Kin Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| William Wai Tak Tong | BOCI Asia Limited | 2007–2017 |
| Meng Hua Ng | BOCI Asia Limited | 2007–2017 |
| Xiaolu Chen | BOCI Asia Limited | 2007–2017 |
| Yan Cheng | BOCI Asia Limited | 2007–2015 |
| Xiaohui Yan | BOCI Asia Limited | 2007–2015 |
| Yi Shen | BOCI Asia Limited | 2009–2017 |
| Chun Fai Fong | BOCI Asia Limited | 2010–2017 |
| Zhihua Zhang | BOCI Asia Limited | 2007–2014 |
| Paul Chau | BOCI Asia Limited | 2010–2017 |
| Lili Chen | BOCI Asia Limited | 2010–2017 |
| Rong Dai | BOCI Asia Limited | 2007–2014 |
| Andy To Chung Wai | BOCI Asia Limited | 2007–2017 |
| Sarah Lai Wong | BOCI Asia Limited | 2007–2017 |
| Michael Man Cheong Cheng | BOCI Asia Limited | 2007–2017 |
| Fang Bian | BOCI Asia Limited | 2007–2017 |
| Yiu Kei Leung | BOCI Asia Limited | 2007–2017 |
| Ka Man Leung | BOCI Asia Limited | 2007–2017 |
| Tong Li | BOCI Asia Limited | 2007–2017 |
| Chi Kin Mak | BOCI Asia Limited | 2007–2017 |
| Rowena See Wai Ng | BOCI Asia Limited | 2007–2017 |