Andy To Chung Wai
韋道聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andy To Chung Wai (韋道聰), a licensed Responsible Officer with CE reference AKP396. Currently licensed at 1 firm(s): CCB International Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 20.5 years of SFC licence history. Total licence records on file: 26.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 1 - Dealing in securities | 2025-11-17 | present |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 4 - Advising on securities | 2025-11-17 | present |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 6 - Advising on corporate finance | 2025-11-17 | present |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2025-08-22 | 2025-11-17 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 - Advising on securities | 2025-08-22 | 2025-11-17 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2025-08-22 | 2025-11-17 |
| Ping An Securities (Hong Kong) Company Limited 平安證券（香港）有限公司 |
RO | Type 1 - Dealing in securities | 2024-05-14 | 2024-06-11 |
| Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2024-05-14 | 2024-06-11 |
| Ping An Securities (Hong Kong) Company Limited 平安證券（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2024-01-23 | 2024-05-14 |
| Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2024-01-23 | 2024-05-14 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2021-06-18 | 2023-11-29 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 4 - Advising on securities | 2021-06-18 | 2023-11-29 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2021-06-18 | 2023-11-29 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-04-19 | 2021-06-18 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-04-19 | 2021-06-18 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-04-19 | 2021-06-18 |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 6 - Advising on corporate finance | 2019-01-07 | 2021-04-07 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2018-11-01 | 2021-04-07 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 - Advising on securities | 2018-11-01 | 2021-04-07 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-10-24 | 2019-01-07 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2012-09-11 | 2018-09-17 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-05-12 | 2012-08-07 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-05-12 | 2012-09-11 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 1 - Dealing in securities | 2004-12-24 | 2006-05-08 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-12-22 | 2006-05-08 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-07-08 | 2004-11-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Andy To Chung Wai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Michael Man Cheong Cheng | BOCI Asia Limited | 2006–2018 |
| Yiu Kei Leung | BOCI Asia Limited | 2006–2018 |
| Rowena See Wai Ng | BOCI Asia Limited | 2006–2018 |
| Zhen Zhang | BOCI Asia Limited | 2006–2018 |
| Tong Li | BOCI Asia Limited | 2006–2018 |
| Sarah Lai Wong | BOCI Asia Limited | 2006–2018 |
| Fang Bian | BOCI Asia Limited | 2006–2018 |
| Ka Man Leung | BOCI Asia Limited | 2006–2017 |
| Chi Kin Mak | BOCI Asia Limited | 2006–2018 |
| Yuying Weng | BOCI Asia Limited | 2007–2018 |
| Kin Man Lee | BOCI Asia Limited | 2007–2018 |
| Jeffrey Pui Kit Yu | CCB International Capital Limited | 2018–present |
| Geng Geng | CCB International Capital Limited | 2018–present |
| Joseph Kwok Wai Chan | BOCI Asia Limited | 2007–2017 |
| Yiqing Zhao | BOCI Asia Limited | 2008–2018 |
| Michael Sin Yue Mak | BOCI Asia Limited | 2009–2018 |
| Pauline Wai Wah Lee | BOCI Asia Limited | 2009–2018 |
| Wai Yee Cammy Lam | BOCI Asia Limited | 2010–2018 |
| Meng Hua Ng | BOCI Asia Limited | 2006–2018 |
| Xiaolu Chen | BOCI Asia Limited | 2006–2018 |