Tony Nai Sung Pun
潘乃生
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tony Nai Sung Pun (潘乃生), a licensed Responsible Officer with CE reference AGK962. Currently licensed at 1 firm(s): KGI Asia Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 15.7 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2017-10-03 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2015-12-22 | 2017-10-02 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-03-27 | 2015-12-22 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-07-05 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-27 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-27 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-07-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tony Nai Sung Pun during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.