Steven Hilyard Vinik
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven Hilyard Vinik ( ), a licensed former licensee with CE reference ADA772. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2006-02-27 | 2007-06-01 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2006-02-27 | 2007-06-01 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2006-02-27 | 2007-06-01 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-11-04 | 2006-02-27 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2005-11-04 | 2006-02-27 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2005-11-04 | 2006-02-27 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
RO | Type 1 — Dealing in securities | 2005-08-12 | 2005-10-31 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
RO | Type 4 — Advising on securities | 2005-08-12 | 2005-10-31 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
RO | Type 9 — Asset management | 2005-08-12 | 2005-10-31 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 9 — Asset management | 2004-08-27 | 2005-08-12 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 1 — Dealing in securities | 2003-07-21 | 2005-08-12 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 4 — Advising on securities | 2003-07-21 | 2005-08-12 |