Bernhard Kuan
關弘毅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bernhard Kuan (關弘毅), a licensed former licensee with CE reference AIU443. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-03 | 2019-01-12 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-04-03 | 2018-01-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2011-10-19 | 2014-02-08 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-08-31 | 2014-02-08 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2004-09-15 | 2010-08-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2004-09-10 | 2014-02-08 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 9 — Asset management | 2004-06-05 | 2004-09-06 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 4 — Advising on securities | 2004-01-12 | 2004-09-06 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 1 — Dealing in securities | 2003-04-14 | 2004-09-06 |