Adrian Wheeler
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adrian Wheeler ( ), a licensed former licensee with CE reference AFV103. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 1 — Dealing in securities | 2005-06-10 | 2005-07-08 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 4 — Advising on securities | 2005-06-10 | 2005-07-08 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 9 — Asset management | 2005-06-10 | 2005-07-08 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
RO | Type 1 — Dealing in securities | 2004-12-07 | 2005-06-10 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
RO | Type 4 — Advising on securities | 2004-12-07 | 2005-06-10 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
RO | Type 9 — Asset management | 2004-12-07 | 2005-06-10 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-27 | 2004-12-07 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-12-07 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-19 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-19 |