Adrian Wheeler
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adrian Wheeler, a licensed former licensee with CE reference AFV103. This person has 2.3 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 1 - Dealing in securities | 2005-06-10 | 2005-07-08 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 4 - Advising on securities | 2005-06-10 | 2005-07-08 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 9 - Asset management | 2005-06-10 | 2005-07-08 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
RO | Type 1 - Dealing in securities | 2004-12-07 | 2005-06-10 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
RO | Type 4 - Advising on securities | 2004-12-07 | 2005-06-10 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
RO | Type 9 - Asset management | 2004-12-07 | 2005-06-10 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 1 - Dealing in securities | 2004-02-27 | 2004-12-07 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-12-07 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-19 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Adrian Wheeler during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.