Ka Lun Lee

李家麟
CE No. AGM564 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Lun Lee (李家麟), a licensed former licensee with CE reference AGM564. This person has 17.3 years of SFC licence history. Total licence records on file: 11.

Information

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Licence history

FirmRoleRegulated activityFromTo
Asia Investment Management Limited
亞洲資產管理有限公司
RO Type 4 - Advising on securities 2017-04-10 2021-01-31
Asia Investment Management Limited
亞洲資產管理有限公司
RO Type 9 - Asset management 2017-04-10 2021-01-31
Asia Investment Management Limited
亞洲資產管理有限公司
Rep Type 4 - Advising on securities 2017-01-27 2017-04-10
Asia Investment Management Limited
亞洲資產管理有限公司
Rep Type 9 - Asset management 2017-01-27 2017-04-10
Asia Investment Research Limited
亞洲投資研究有限公司
RO Type 4 - Advising on securities 2008-07-07 2016-09-28
Asia Investment Research Limited
亞洲投資研究有限公司
RO Type 9 - Asset management 2008-07-07 2016-09-28
Asia Investment Research Limited
亞洲投資研究有限公司
Rep Type 4 - Advising on securities 2008-03-17 2008-07-07
Asia Investment Research Limited
亞洲投資研究有限公司
Rep Type 9 - Asset management 2008-03-17 2008-07-07
Lloyds TSB Pacific Limited
萊斯遠東有限公司
RO Type 1 - Dealing in securities Pre-2003 2007-12-31
Lloyds TSB Pacific Limited
萊斯遠東有限公司
RO Type 4 - Advising on securities Pre-2003 2005-11-01
Lloyds TSB Pacific Limited
萊斯遠東有限公司
RO Type 9 - Asset management Pre-2003 2005-11-01

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Lun Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Kun Kim Wong Asia Investment Research Limited 2008–2016
Alice Lai Kuen Kan Asia Investment Research Limited 2008–2016
Wai Fong Ma Asia Investment Research Limited 2008–2016
Barry Francis Lea Lloyds TSB Pacific Limited 2003–2007
Clifford Rowland Forster Lloyds TSB Pacific Limited 2003–2006
Jing Yuh Lin Asia Investment Management Limited 2017–2021
William Choi Sun Wu Asia Investment Management Limited 2017–2019
Steven Hilyard Vinik Lloyds TSB Pacific Limited 2003–2005
Nicholas Hutson Harrison Lloyds TSB Pacific Limited 2003–2005
Albert Edward Backholer Lloyds TSB Pacific Limited 2003–2005
Yuk Wah Tsang Lloyds TSB Pacific Limited 2003–2005
Adrian Wheeler Lloyds TSB Pacific Limited 2003–2005
Siu Kee Chan Lloyds TSB Pacific Limited 2003–2005
Raymond Han Chew Lau Lloyds TSB Pacific Limited 2003–2005
Gavin Rodney Furber Smith Lloyds TSB Pacific Limited 2003–2005
Amy Pui Ming Lai Lloyds TSB Pacific Limited 2003–2005
Bernhard Kuan Lloyds TSB Pacific Limited 2003–2004
Chun Kit Chow Asia Investment Research Limited 2015–2016
Stephen John Christopher McAllister-Pell Lloyds TSB Pacific Limited 2003–2004
Eddy Nap Kie Yuen Lloyds TSB Pacific Limited 2003–2005
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