Suk Man Chan
陳淑敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Suk Man Chan (陳淑敏), a licensed former licensee with CE reference AFT975. This person has 19.0 years of SFC licence history. Total licence records on file: 32.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2025-06-03 | 2026-05-20 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2025-06-03 | 2026-05-20 |
| Solaris Capital Advisors (HK) Limited 碩聯環球投資股份有限公司 |
Rep | Type 4 - Advising on securities | 2021-03-05 | 2022-06-01 |
| Solaris Capital Advisors (HK) Limited 碩聯環球投資股份有限公司 |
Rep | Type 9 - Asset management | 2021-03-05 | 2022-06-01 |
| Fosun Asset Management Limited 復星資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2020-08-10 | 2020-09-25 |
| Fosun Asset Management Limited 復星資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-08-10 | 2020-09-25 |
| Fosun Asset Management Limited 復星資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-08-10 | 2020-09-25 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2016-10-18 | 2019-12-19 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2016-10-18 | 2019-12-19 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2016-10-18 | 2019-12-19 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2016-10-18 | 2019-12-19 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 5 - Advising on futures contracts | 2016-10-18 | 2019-12-19 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 5 - Advising on futures contracts | 2016-10-18 | 2019-12-19 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 9 - Asset management | 2016-10-18 | 2019-12-19 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 9 - Asset management | 2016-10-18 | 2019-12-19 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2010-06-24 | 2016-10-18 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2010-06-24 | 2016-10-18 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2010-06-24 | 2016-10-18 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2010-06-24 | 2016-10-18 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2009-12-09 | 2011-12-31 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2009-12-09 | 2011-12-31 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2009-12-09 | 2011-12-31 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2009-12-09 | 2011-12-31 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-08-03 | 2009-11-30 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2004-08-03 | 2009-11-30 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 5 - Advising on futures contracts | 2004-08-03 | 2009-11-30 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 9 - Asset management | 2004-08-03 | 2009-11-30 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-07-30 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-07-30 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-07-30 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-07-30 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-07-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Suk Man Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.