Julia Siu Lie Lee
李紹莉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Julia Siu Lie Lee (李紹莉), a licensed former licensee with CE reference AEO838. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hexa Asset Management Limited 凱盛資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-01-07 | 2023-09-30 |
| Hexa Asset Management Limited 凱盛資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-01-07 | 2023-09-30 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 — Dealing in securities | 2013-01-17 | 2019-01-10 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-01-17 | 2014-12-31 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 — Advising on securities | 2013-01-17 | 2019-01-10 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-01-17 | 2014-12-31 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 9 — Asset management | 2013-01-17 | 2015-09-16 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-01-17 | 2014-12-31 |
| NNIP Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2009-07-07 | 2012-12-14 |
| NNIP Hong Kong Limited | Rep | Type 4 — Advising on securities | 2009-07-07 | 2012-12-14 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2009-06-21 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2009-06-21 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2005-01-27 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-27 |