Kim Guan Ng
黃金源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kim Guan Ng (黃金源), a licensed former licensee with CE reference ABA945. This person has 17.4 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2019-01-01 | 2020-08-31 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-01-01 | 2020-08-31 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
RO | Type 4 - Advising on securities | 2019-01-01 | 2020-08-31 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
RO | Type 5 - Advising on futures contracts | 2019-01-01 | 2020-08-31 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
RO | Type 9 - Asset management | 2019-01-01 | 2020-08-31 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-11-28 | 2018-12-31 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2017-10-06 | 2018-12-31 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
RO | Type 2 - Dealing in futures contracts | 2010-11-03 | 2011-07-04 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2010-05-10 | 2011-07-04 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
RO | Type 4 - Advising on securities | 2010-05-10 | 2010-07-02 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
RO | Type 9 - Asset management | 2010-05-10 | 2010-07-02 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2018-12-31 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2018-12-31 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2018-12-31 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2018-12-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kim Guan Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.