Antony Chun Yin Lai
黎進賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Antony Chun Yin Lai (黎進賢), a licensed Responsible Officer with CE reference AFW707. Currently licensed at 1 firm(s): Longriver Investment Partners Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Longriver Investment Partners Limited 長江投資夥伴有限公司 |
RO | Type 4 — Advising on securities | 2022-04-12 | present |
| Longriver Investment Partners Limited 長江投資夥伴有限公司 |
RO | Type 9 — Asset management | 2022-04-12 | present |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2017-10-23 | 2019-01-08 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
RO | Type 4 — Advising on securities | 2017-10-23 | 2019-01-08 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
RO | Type 9 — Asset management | 2017-10-23 | 2019-01-08 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-17 | 2017-10-23 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-07-17 | 2017-10-23 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 9 — Asset management | 2017-07-17 | 2017-10-23 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
RO | Type 1 — Dealing in securities | 2016-09-28 | 2017-07-07 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
RO | Type 4 — Advising on securities | 2016-09-28 | 2017-07-07 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
RO | Type 9 — Asset management | 2016-09-28 | 2017-07-07 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-09 | 2016-09-28 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 4 — Advising on securities | 2014-12-09 | 2016-09-28 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 9 — Asset management | 2014-12-09 | 2016-09-28 |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-08-17 | 2014-01-01 |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-08-17 | 2014-01-01 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-08 | 2012-05-12 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2012-05-12 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2012-05-12 |