Kwok Leung Tam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Leung Tam (譚國樑), a licensed Responsible Officer with CE reference AFT103. Currently licensed at 2 firm(s): Huafu International Securities Limited, Huafu International Finance Limited . Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 22.6 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huafu International Securities Limited 華福國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-12-19 | present |
| Huafu International Finance Limited 華福國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2025-12-19 | present |
| Pulsar Capital Limited 脈搏資本有限公司 |
RO | Type 1 - Dealing in securities | 2017-03-01 | 2025-12-10 |
| Pulsar Capital Limited 脈搏資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-03-01 | 2025-12-10 |
| Innovax Capital Limited 創陞融資有限公司 |
RO | Type 1 - Dealing in securities | 2016-09-01 | 2017-01-27 |
| Innovax Capital Limited 創陞融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2016-09-01 | 2017-01-27 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
RO | Type 1 - Dealing in securities | 2014-01-07 | 2016-08-22 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2014-01-07 | 2016-08-22 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-11 | 2013-06-21 |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 1 - Dealing in securities | 2008-03-14 | 2008-09-14 |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 6 - Advising on corporate finance | 2008-03-14 | 2013-06-21 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-19 | 2008-03-14 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-07-14 | 2008-03-14 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-02-21 | 2006-06-21 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-30 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-29 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-30 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Leung Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.