Voon Wai Lai
賴文偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Voon Wai Lai (賴文偉), a licensed former licensee with CE reference ADO300. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2014-10-20 | 2017-03-13 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-10-20 | 2017-03-13 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2014-10-20 | 2017-03-13 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-10-20 | 2017-03-13 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-09 | 2014-10-20 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-09 | 2014-10-20 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-07-09 | 2014-10-20 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-07-09 | 2014-10-20 |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 4 — Advising on securities | 2014-04-11 | 2014-06-27 |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 1 — Dealing in securities | 2006-10-03 | 2014-06-27 |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 6 — Advising on corporate finance | 2006-06-20 | 2014-06-27 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2006-06-12 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2006-06-12 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
RO | Type 9 — Asset management | present | 2004-09-16 |