Shun Ching Shih
施順情
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shun Ching Shih (施順情), a licensed former licensee with CE reference AEG459. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 1 — Dealing in securities | 2008-11-13 | 2023-11-13 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-25 | 2008-11-13 |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 6 — Advising on corporate finance | 2006-09-25 | 2023-11-13 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-07-20 | 2006-09-25 |
| KGI Capital (Hong Kong) Limited 凱基金融(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2006-01-23 | 2006-06-16 |
| KGI Capital (Hong Kong) Limited 凱基金融(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-11-22 | 2006-01-23 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-04-26 | 2005-11-16 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-03-15 | 2005-11-16 |
| JS Cresvale Capital Limited 日盛嘉富資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-06-25 | 2004-02-11 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-06-25 | 2004-02-11 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-20 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-24 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-20 |