Denise Tan Nei Hu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Denise Tan Nei Hu (胡妲妮), a licensed Responsible Officer with CE reference AFB110. Currently licensed at 1 firm(s): Rockhampton Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 21.8 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rockhampton Management Limited | RO | Type 4 - Advising on securities | 2011-01-26 | present |
| Rockhampton Management Limited | RO | Type 9 - Asset management | 2011-01-26 | present |
| Rockhampton Management (Hong Kong) Limited | RO | Type 9 - Asset management | 2009-04-03 | 2011-01-26 |
| SAIL Advisors Limited | RO | Type 9 - Asset management | 2008-08-25 | 2008-10-27 |
| SAIL Advisors Limited | Rep | Type 9 - Asset management | 2004-10-25 | 2008-08-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-08-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-08-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Denise Tan Nei Hu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.