Howard Ho Yuen Ng
伍浩源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Howard Ho Yuen Ng (伍浩源), a licensed former licensee with CE reference AEZ250. This person has 22.5 years of SFC licence history. Total licence records on file: 27.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Golden K2 Securities Limited | RO | Type 1 - Dealing in securities | 2021-02-24 | 2023-11-28 |
| Maxcess Capital Limited 至成資本有限公司 |
RO | Type 4 - Advising on securities | 2021-02-24 | 2026-08-07 |
| Maxcess Capital Limited 至成資本有限公司 |
RO | Type 9 - Asset management | 2021-02-24 | 2026-08-07 |
| Golden K2 Securities Limited | Rep | Type 1 - Dealing in securities | 2021-01-19 | 2021-02-24 |
| Maxcess Capital Limited 至成資本有限公司 |
Rep | Type 4 - Advising on securities | 2021-01-19 | 2021-02-24 |
| Maxcess Capital Limited 至成資本有限公司 |
Rep | Type 9 - Asset management | 2021-01-19 | 2021-02-24 |
| WE Securities Limited 維恩證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-10-02 | 2020-12-31 |
| WE Asset Management Limited 維恩資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-03-19 | 2020-12-31 |
| WE Asset Management Limited 維恩資產管理有限公司 |
RO | Type 9 - Asset management | 2018-03-19 | 2020-12-31 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2016-10-24 | 2017-11-30 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
RO | Type 9 - Asset management | 2016-10-24 | 2017-11-30 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2016-10-03 | 2016-10-24 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-10-03 | 2016-10-24 |
| Safari Asia Limited 十八里亞洲有限公司 |
RO | Type 4 - Advising on securities | 2016-09-09 | 2016-09-30 |
| Safari Asia Limited 十八里亞洲有限公司 |
RO | Type 9 - Asset management | 2016-09-09 | 2016-09-30 |
| Safari Asia Limited 十八里亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2016-08-19 | 2016-09-09 |
| Safari Asia Limited 十八里亞洲有限公司 |
Rep | Type 9 - Asset management | 2016-08-19 | 2016-09-09 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-11-25 | 2016-04-14 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-11-25 | 2016-04-14 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
RO | Type 4 - Advising on securities | 2008-04-03 | 2013-11-23 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
RO | Type 5 - Advising on futures contracts | 2008-04-03 | 2013-11-23 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
RO | Type 9 - Asset management | 2008-04-03 | 2013-11-23 |
| Paribas Asia Equity Limited 巴黎巴亞洲証券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-03 | 2008-02-06 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-07-03 | 2008-02-06 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2006-06-19 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2006-06-19 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2006-06-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Howard Ho Yuen Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.