Xiaoyan Li
李晓琰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoyan Li (李晓琰), a licensed former licensee with CE reference BIB928. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| WE Asset Management Limited 維恩資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-05-15 | 2022-12-19 |
| WE Asset Management Limited 維恩資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-05-15 | 2022-12-19 |
| CTI Capital Hong Kong Limited 中信信惠國際資本(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-01 | 2017-12-12 |
| CTI Capital Hong Kong Limited 中信信惠國際資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-09-01 | 2017-12-12 |
| CTI Capital Hong Kong Limited 中信信惠國際資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-09-01 | 2017-12-12 |