Xiaoyan Li
李晓琰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoyan Li (李晓琰), a licensed former licensee with CE reference BIB928. This person has 5.9 years of SFC licence history. Total licence records on file: 5.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| WE Asset Management Limited 維恩資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-05-15 | 2022-12-19 |
| WE Asset Management Limited 維恩資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-05-15 | 2022-12-19 |
| CTI Capital Hong Kong Limited 中信信惠國際資本(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-09-01 | 2017-12-12 |
| CTI Capital Hong Kong Limited 中信信惠國際資本(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-09-01 | 2017-12-12 |
| CTI Capital Hong Kong Limited 中信信惠國際資本(香港)有限公司 |
Rep | Type 9 - Asset management | 2016-09-01 | 2017-12-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaoyan Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.