Harry Koon Ying Yu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Harry Koon Ying Yu (余冠英), a licensed Responsible Officer with CE reference AEY337. Currently licensed at 1 firm(s): DBS Asia Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 20.7 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 1 - Dealing in securities | 2016-09-21 | present |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 4 - Advising on securities | 2016-09-21 | present |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2016-09-21 | present |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-26 | 2016-09-21 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 - Advising on securities | 2016-08-26 | 2016-09-21 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-08-26 | 2016-09-21 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
RO | Type 1 - Dealing in securities | 2011-04-15 | 2016-08-01 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2011-04-15 | 2016-08-01 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-07 | 2011-04-15 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 4 - Advising on securities | 2011-04-07 | 2016-08-01 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-04-07 | 2011-04-15 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2010-12-31 | 2011-04-01 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
RO | Type 4 - Advising on securities | 2010-12-31 | 2011-04-01 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2010-12-31 | 2011-04-01 |
| Partners Capital International Limited 博大資本國際有限公司 |
RO | Type 1 - Dealing in securities | 2004-04-23 | 2008-06-29 |
| Partners Capital International Limited 博大資本國際有限公司 |
RO | Type 6 - Advising on corporate finance | 2004-04-23 | 2008-06-29 |
| Partners Capital International Limited 博大資本國際有限公司 |
Rep | Type 1 - Dealing in securities | 2004-01-26 | 2004-04-23 |
| Partners Capital International Limited 博大資本國際有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-01-26 | 2004-04-23 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Harry Koon Ying Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.