Godwin Yiu Kai Lee
李耀基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Godwin Yiu Kai Lee (李耀基), a licensed Responsible Officer with CE reference AET319. Currently licensed at 1 firm(s): Reliance International Financial Planners Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 21.7 years of SFC licence history. Total licence records on file: 34.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Reliance International Financial Planners Limited 誠智國際財經策劃有限公司 |
RO | Type 1 - Dealing in securities | 2022-11-01 | present |
| Reliance International Financial Planners Limited 誠智國際財經策劃有限公司 |
RO | Type 4 - Advising on securities | 2022-11-01 | present |
| Reliance International Financial Planners Limited 誠智國際財經策劃有限公司 |
RO | Type 9 - Asset management | 2022-11-01 | present |
| Atherton Asset Management Limited 尚金資產管理有限公司 |
RO | Type 9 - Asset management | 2020-12-22 | 2022-07-05 |
| Hua Liang Securities Limited 華量證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-06-03 | 2020-10-16 |
| Hua Liang Securities Limited 華量證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-06-03 | 2020-10-16 |
| Hua Liang Asset Management Limited 華量資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-06-03 | 2020-10-16 |
| Hua Liang Securities Limited 華量證券有限公司 |
RO | Type 4 - Advising on securities | 2019-06-03 | 2020-10-16 |
| Hua Liang Securities Limited 華量證券有限公司 |
RO | Type 5 - Advising on futures contracts | 2019-06-03 | 2020-10-16 |
| Hua Liang Asset Management Limited 華量資產管理有限公司 |
RO | Type 9 - Asset management | 2019-06-03 | 2020-10-16 |
| NNFE International Asset Management Limited 新毅國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-09-04 | 2019-04-30 |
| NNFE International Asset Management Limited 新毅國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-04-12 | 2018-04-12 |
| NNFE International Asset Management Limited 新毅國際資產管理有限公司 |
RO | Type 9 - Asset management | 2018-04-12 | 2019-04-30 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 9 - Asset management | 2017-03-07 | 2017-06-28 |
| Atherton Asset Management Limited 尚金資產管理有限公司 |
RO | Type 9 - Asset management | 2015-09-21 | 2017-02-28 |
| Atherton Asset Management Limited 尚金資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-02-03 | 2015-09-21 |
| VisionGain Capital Limited 滙信資本有限公司 |
Rep | Type 4 - Advising on securities | 2012-08-16 | 2015-02-01 |
| VisionGain Capital Limited 滙信資本有限公司 |
Rep | Type 9 - Asset management | 2012-08-16 | 2015-02-01 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-05 | 2012-07-01 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-09-05 | 2012-07-01 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-09-05 | 2012-07-01 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-02-05 | 2011-08-23 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-02-05 | 2011-08-23 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-11-19 | 2004-12-14 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-12-14 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-12-14 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-11-18 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-11-18 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-11-18 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-11-18 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-11-18 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-11-18 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-11-18 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-11-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Godwin Yiu Kai Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.