Gan Chong
莊瑾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gan Chong (莊瑾), a licensed former licensee with CE reference ABU567. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shanxi Securities International Limited 山證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-10-28 | 2021-01-15 |
| Shanxi Securities International Capital Limited 山證國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-10-28 | 2021-01-15 |
| Hua Liang Securities Limited 華量證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-09-11 | 2020-09-30 |
| Hua Liang Securities Limited 華量證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-11 | 2020-09-30 |
| Hua Liang Securities Limited 華量證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2019-09-11 | 2020-09-30 |
| Hua Liang Securities Limited 華量證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-09-11 | 2020-09-30 |
| Hua Liang Securities Limited 華量證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-07 | 2019-09-11 |
| Hua Liang Capital Limited 華量資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-07-22 | 2020-09-30 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
RO | Type 1 — Dealing in securities | 2016-07-08 | 2019-01-11 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-07-08 | 2019-01-11 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-18 | 2019-01-11 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-30 | 2016-07-08 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-12-30 | 2016-07-08 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-25 | 2015-06-30 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-11-25 | 2015-06-30 |