Sharon Suet Ting Lo
盧雪婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sharon Suet Ting Lo (盧雪婷), a licensed former licensee with CE reference AWH053. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fortune Ocean Asset Management Limited 富海資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-11-07 | 2020-01-17 |
| Fortune Ocean Asset Management Limited 富海資產管理有限公司 |
RO | Type 9 — Asset management | 2018-11-07 | 2020-01-17 |
| Summer Capital Management Company Limited 夏焱資本管理有限公司 |
RO | Type 4 — Advising on securities | 2017-01-16 | 2017-12-29 |
| Summer Capital Management Company Limited 夏焱資本管理有限公司 |
RO | Type 9 — Asset management | 2017-01-16 | 2017-12-29 |
| Global Value Chain Investment Corporation Limited 全球價值鏈投資有限公司 |
RO | Type 9 — Asset management | 2015-07-02 | 2016-05-01 |
| VisionGain Capital Limited 滙信資本有限公司 |
RO | Type 4 — Advising on securities | 2014-06-03 | 2015-07-02 |
| VisionGain Capital Limited 滙信資本有限公司 |
RO | Type 9 — Asset management | 2014-06-03 | 2015-07-02 |
| VisionGain Capital Limited 滙信資本有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-30 | 2014-06-03 |
| VisionGain Capital Limited 滙信資本有限公司 |
Rep | Type 9 — Asset management | 2010-11-30 | 2014-06-03 |