Kwok Wa Lo
盧國華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Wa Lo (盧國華), a licensed former licensee with CE reference AMW513. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Global Value Chain Investment Corporation Limited 全球價值鏈投資有限公司 |
RO | Type 9 — Asset management | 2015-02-02 | 2021-05-31 |
| VisionGain Capital Limited 滙信資本有限公司 |
RO | Type 4 — Advising on securities | 2009-05-21 | 2015-02-01 |
| VisionGain Capital Limited 滙信資本有限公司 |
RO | Type 9 — Asset management | 2009-05-21 | 2015-02-01 |
| VisionGain Capital Limited 滙信資本有限公司 |
Rep | Type 4 — Advising on securities | 2009-04-21 | 2009-05-21 |
| VisionGain Capital Limited 滙信資本有限公司 |
Rep | Type 9 — Asset management | 2009-04-21 | 2009-05-21 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-03-25 | 2009-02-14 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-03-25 | 2009-02-14 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-25 | 2008-01-26 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-09-25 | 2008-01-26 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2006-09-25 | 2008-01-26 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-21 | 2006-09-04 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2005-12-31 | 2006-09-04 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 9 — Asset management | 2005-12-31 | 2006-09-04 |