Siu Hung Fung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Hung Fung (馮兆鴻), a licensed Responsible Officer with CE reference AEN773. Currently licensed at 1 firm(s): Joincap Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.1 years of SFC licence history. Total licence records on file: 31.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Joincap Capital Limited 中楷資本有限公司 |
RO | Type 1 - Dealing in securities | 2026-02-02 | present |
| Joincap Capital Limited 中楷資本有限公司 |
RO | Type 4 - Advising on securities | 2018-12-31 | present |
| Joincap Capital Limited 中楷資本有限公司 |
RO | Type 9 - Asset management | 2018-12-31 | present |
| Grit Securities Limited 啟恒證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-12-31 | 2023-04-13 |
| Grit Securities Limited 啟恒證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-12-11 | 2018-12-31 |
| Joincap Capital Limited 中楷資本有限公司 |
Rep | Type 4 - Advising on securities | 2018-12-11 | 2018-12-31 |
| Joincap Capital Limited 中楷資本有限公司 |
Rep | Type 9 - Asset management | 2018-12-11 | 2018-12-31 |
| uSmart Securities Limited 盈立證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-07-13 | 2018-12-09 |
| uSmart Securities Limited 盈立證券有限公司 |
RO | Type 4 - Advising on securities | 2017-07-13 | 2018-12-09 |
| uSmart Securities Limited 盈立證券有限公司 |
RO | Type 9 - Asset management | 2017-07-13 | 2018-12-09 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 4 - Advising on securities | 2016-07-12 | 2017-07-10 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 9 - Asset management | 2016-07-12 | 2017-07-10 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 1 - Dealing in securities | 2016-06-07 | 2017-07-10 |
| Zhong Yang Securities Limited 中陽證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-03-04 | 2016-03-17 |
| Open Securities Limited 開盤證券有限公司 |
RO | Type 1 - Dealing in securities | 2014-02-28 | 2016-01-03 |
| Open Securities Limited 開盤證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2014-02-28 | 2016-01-03 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-02-19 | 2014-02-28 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-02-19 | 2014-02-28 |
| Well Link Securities Limited 立橋證券有限公司 |
RO | Type 1 - Dealing in securities | 2013-06-03 | 2014-02-10 |
| Well Link Securities Limited 立橋證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2013-06-03 | 2014-02-10 |
| Oriental Wealth Securities Limited 東方滙富證券有限公司 |
RO | Type 1 - Dealing in securities | 2012-07-27 | 2013-06-01 |
| Oriental Wealth Futures Limited 東方滙富期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2012-07-27 | 2013-06-01 |
| Well Link Securities Limited 立橋證券有限公司 |
RO | Type 1 - Dealing in securities | 2012-03-01 | 2012-07-23 |
| Well Link Securities Limited 立橋證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2012-03-01 | 2012-07-23 |
| Well Link Securities Limited 立橋證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-02-13 | 2012-03-01 |
| Well Link Securities Limited 立橋證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-02-13 | 2012-03-01 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-09-22 | 2012-02-01 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2011-08-23 | 2012-02-01 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2011-08-23 | 2012-02-01 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-12-30 | 2011-08-23 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-01-15 | 2011-08-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Hung Fung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.