Pik Mei Mok
莫碧薇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pik Mei Mok (莫碧薇), a licensed former licensee with CE reference ABY340. This person has 22.0 years of SFC licence history. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Joy Rich Securities Investment Limited 海富證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2022-08-22 | 2025-07-21 |
| Joy Rich Securities Investment Limited 海富證券投資有限公司 |
Rep | Type 4 - Advising on securities | 2022-08-22 | 2025-07-21 |
| Future World Securities Investment Limited 未來世界證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2020-11-09 | 2022-08-09 |
| Future World Securities Investment Limited 未來世界證券投資有限公司 |
Rep | Type 4 - Advising on securities | 2020-11-09 | 2022-08-09 |
| Future World Securities Investment Limited 未來世界證券投資有限公司 |
RO | Type 1 - Dealing in securities | 2020-06-30 | 2020-11-09 |
| Future World Securities Investment Limited 未來世界證券投資有限公司 |
RO | Type 4 - Advising on securities | 2020-06-30 | 2020-11-09 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
RO | Type 1 - Dealing in securities | 2017-03-21 | 2020-03-24 |
| Central Wealth Futures Limited 中達期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-03-21 | 2020-03-24 |
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-12-06 | 2017-03-15 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2016-09-26 | 2017-03-15 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-06 | 2016-12-06 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-10-06 | 2016-09-26 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-06-03 | 2011-09-29 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2011-09-29 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-07-21 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-07-21 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-07-21 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-07-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pik Mei Mok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.