Ting Ke
柯艇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ting Ke (柯艇), a licensed Responsible Officer with CE reference BFU581. Currently licensed at 1 firm(s): BY Financials Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BY Financials Limited |
RO | Type 1 — Dealing in securities | 2026-05-14 | present |
| BY Financials Limited |
RO | Type 4 — Advising on securities | 2026-05-14 | present |
| BY Financials Limited |
RO | Type 9 — Asset management | 2026-05-14 | present |
| Grit Securities Limited 啟恒證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-05-30 | 2023-03-22 |
| Joincap Capital Limited 中楷資本有限公司 |
RO | Type 4 — Advising on securities | 2022-01-18 | 2025-08-31 |
| Joincap Capital Limited 中楷資本有限公司 |
RO | Type 9 — Asset management | 2022-01-18 | 2025-08-31 |
| Joincap Capital Limited 中楷資本有限公司 |
Rep | Type 4 — Advising on securities | 2021-11-09 | 2022-01-18 |
| Joincap Capital Limited 中楷資本有限公司 |
Rep | Type 9 — Asset management | 2021-11-09 | 2022-01-18 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-24 | 2021-10-31 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-24 | 2021-10-31 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 9 — Asset management | 2017-05-24 | 2021-10-31 |
| Jinrui Futures (Hong Kong) Limited 金瑞期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-08-12 | 2017-04-25 |