Han Yuk Lun
倫杏玉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Han Yuk Lun (倫杏玉), a licensed former licensee with CE reference AAX453. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oriental Wealth Securities Limited 東方滙富證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-08-31 | 2016-04-08 |
| Oriental Wealth Futures Limited 東方滙富期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-08-31 | 2016-04-08 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2006-04-04 | 2011-08-25 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2011-08-25 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 4 — Advising on securities | present | 2011-08-25 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-10-20 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 7 — Providing automated trading services | present | 2004-10-20 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 9 — Asset management | present | 2004-10-20 |