Alie Chi Chiu Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alie Chi Chiu Wong (黃子超), a licensed Responsible Officer with CE reference AEC894. Currently licensed at 2 firm(s): Cepaalliance Asset Management Limited, Cepa Alliance Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 23.4 years of SFC licence history. Total licence records on file: 13.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cepaalliance Asset Management Limited 世博資產管理有限公司 |
RO | Type 9 - Asset management | 2019-10-16 | present |
| Cepa Alliance Securities Limited 世博證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-10-13 | present |
| Cepa Alliance Securities Limited 世博證券有限公司 |
RO | Type 4 - Advising on securities | 2017-10-13 | present |
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-04-13 | 2017-10-13 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
RO | Type 1 - Dealing in securities | 2004-06-09 | 2005-04-13 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-03-31 | 2004-06-09 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-03-30 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-14 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-14 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-14 |
| Interchina Futures Limited 國中期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-03-30 |
| Interchina Futures Limited 國中期貨有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2004-01-14 |
| Interchina Futures Limited 國中期貨有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-01-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alie Chi Chiu Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.