Che Yeung Ko
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Che Yeung Ko (高子陽), a licensed Responsible Officer with CE reference ADV077. Currently licensed at 2 firm(s): ICBC International Futures Limited, ICBC International Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 23.4 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Futures Limited 工銀國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2020-02-24 | present |
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 4 - Advising on securities | 2020-02-24 | present |
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2011-06-20 | present |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-06-22 | 2020-02-24 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-09-01 | 2020-02-24 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2013-09-04 | 2019-12-30 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2012-03-05 | 2015-09-01 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-06-25 | 2011-06-20 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-06-25 | 2012-03-05 |
| Funderstone Securities Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2009-06-19 |
| Funderstone Futures Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2009-06-19 |
| Funderstone Securities Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-01-24 |
| Funderstone Futures Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2005-01-24 |
| Funderstone Securities Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-24 |
| Funderstone Futures Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-01-24 |
| Funderstone Securities Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-01-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Che Yeung Ko during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.