Chun Keung Lau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Keung Lau (劉俊強), a licensed Responsible Officer with CE reference ADR543. Currently licensed at 2 firm(s): SDIC Securities (Hong Kong) Limited, SDIC Securities Futures (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 5 - Advising on futures contracts. This person has 21.7 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
RO | Type 1 - Dealing in securities | 2014-06-23 | present |
| SDIC Securities Futures (Hong Kong) Limited 國投證券期貨（香港）有限公司 |
RO | Type 2 - Dealing in futures contracts | 2010-10-25 | present |
| SDIC Securities Futures (Hong Kong) Limited 國投證券期貨（香港）有限公司 |
RO | Type 5 - Advising on futures contracts | 2010-10-25 | present |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-17 | 2014-06-23 |
| SDIC Securities International Financial Holdings Limited 國投證券國際金融控股有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-09 | 2014-09-15 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-05-25 | 2010-07-31 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2009-04-15 | 2010-07-31 |
| Chi Capital Securities Limited | RO | Type 1 - Dealing in securities | 2008-04-22 | 2009-04-07 |
| Chi Capital Securities Limited | RO | Type 4 - Advising on securities | 2008-04-22 | 2009-04-07 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2005-12-20 | 2007-03-09 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2004-04-02 | 2007-03-09 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-10-23 | 2007-03-09 |
| ETRADE Securities Limited 億創證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-10-23 | 2007-03-09 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2003-10-23 | 2007-03-09 |
| ETRADE Securities Limited 億創證券有限公司 |
Rep | Type 4 - Advising on securities | 2003-10-23 | 2007-03-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chun Keung Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.