Wing Ho Felix Kwok
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Ho Felix Kwok (郭永晧), a licensed Responsible Officer with CE reference ADQ206. Currently licensed at 3 firm(s): HSBC Broking Securities (Asia) Limited, HSBC Broking Futures (Asia) Limited, HSBC Broking Forex (Asia) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 3 - Leveraged foreign exchange trading. This person has 19.7 years of SFC licence history. Total licence records on file: 30.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2026-08-03 | present |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2025-03-18 | present |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2025-03-18 | present |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2024-12-05 | 2026-08-02 |
| HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2024-12-05 | 2026-08-02 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-12-03 | 2024-12-05 |
| HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-12-03 | 2024-12-05 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2024-12-03 | 2025-03-18 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2024-12-03 | 2025-03-18 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2021-12-07 | 2024-08-25 |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 |
RO | Type 1 - Dealing in securities | 2021-12-07 | 2024-08-25 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
RO | Type 1 - Dealing in securities | 2021-12-07 | 2024-08-25 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-08-27 | 2021-12-07 |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2021-08-27 | 2021-12-07 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2021-08-27 | 2021-12-07 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-08-27 | 2024-08-25 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2021-08-27 | 2024-08-25 |
| CORNERSTONE ASSET MANAGEMENT LIMITED 基石資產管理有限公司 |
RO | Type 9 - Asset management | 2020-05-08 | 2021-01-12 |
| Cornerstone Securities Limited 基石證券有限公司 |
RO | Type 4 - Advising on securities | 2018-02-08 | 2021-01-12 |
| Cornerstone Securities Limited 基石證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-08-24 | 2021-01-12 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
RO | Type 2 - Dealing in futures contracts | 2014-07-15 | 2015-10-20 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2013-08-05 | 2015-10-20 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2012-12-04 | 2015-10-20 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-06 | 2012-11-15 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-08-06 | 2012-11-15 |
| China Xin Yongan Futures Company Limited 中國新永安期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2007-09-14 | 2012-11-16 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-17 | 2009-07-27 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-07-17 | 2014-07-15 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2005-01-31 | 2006-06-25 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-01-31 | 2006-06-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wing Ho Felix Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.