Paul Henry Smith
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Henry Smith, a licensed Representative with CE reference ADL754. Currently licensed at 1 firm(s): Peak Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 16.7 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Peak Capital Limited | Rep | Type 1 - Dealing in securities | 2020-12-14 | present |
| Peak Capital Limited | Rep | Type 4 - Advising on securities | 2020-12-14 | present |
| Peak Capital Limited | Rep | Type 9 - Asset management | 2020-12-14 | present |
| orientiert International Markets Limited | Rep | Type 1 - Dealing in securities | 2013-05-10 | 2016-04-11 |
| orientiert International Markets Limited | Rep | Type 4 - Advising on securities | 2013-05-10 | 2016-04-11 |
| orientiert International Markets Limited | Rep | Type 9 - Asset management | 2013-05-10 | 2016-04-11 |
| orientiert International Markets Limited | RO | Type 1 - Dealing in securities | 2007-06-29 | 2013-05-10 |
| orientiert International Markets Limited | RO | Type 4 - Advising on securities | 2007-01-25 | 2013-05-10 |
| orientiert International Markets Limited | RO | Type 9 - Asset management | 2007-01-25 | 2013-05-10 |
| HSBC Institutional Trust Services (Asia) Limited 滙豐機構信託服務(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-01-15 |
| HSBC Institutional Trust Services (Asia) Limited 滙豐機構信託服務(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-01-15 |
| HSBC Institutional Trust Services (Asia) Limited 滙豐機構信託服務(亞洲)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-01-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Paul Henry Smith during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.