Richard McGillivray

CE No. ATB859 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard McGillivray, a licensed former licensee with CE reference ATB859. This person has 4.0 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
orientiert International Markets Limited RO Type 1 - Dealing in securities 2013-03-14 2013-05-31
orientiert International Markets Limited Rep Type 1 - Dealing in securities 2009-06-01 2013-03-14

Worked alongside

The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Richard McGillivray during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Paul Henry Smith orientiert International Markets Limited 2009–2013
Joanne Katrina Murphy orientiert International Markets Limited 2009–2013
Simon James Potter orientiert International Markets Limited 2009–2013
Lucy Jane Sutro orientiert International Markets Limited 2009–2013
Simon John Cox orientiert International Markets Limited 2009–2013
Roger Simon Pyrke orientiert International Markets Limited 2009–2012
Jacqueline Wai Man Mak orientiert International Markets Limited 2012–2013
Nicholas James Creer Thompson orientiert International Markets Limited 2009
Alexander David Balfour orientiert International Markets Limited 2013
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