Joanne Katrina Murphy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joanne Katrina Murphy ( ), a licensed former licensee with CE reference AJA078. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| orientiert International Markets Limited | Rep | Type 1 — Dealing in securities | 2008-09-05 | 2015-06-30 |
| orientiert International Markets Limited | Rep | Type 4 — Advising on securities | 2008-09-05 | 2015-06-30 |
| orientiert International Markets Limited | Rep | Type 9 — Asset management | 2008-09-05 | 2015-06-30 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-16 | 2006-09-30 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2005-08-16 | 2006-09-30 |
| HSBC Institutional Trust Services (Asia) Limited 滙豐機構信託服務(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-01-15 |
| HSBC Institutional Trust Services (Asia) Limited 滙豐機構信託服務(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-01-15 |
| HSBC Institutional Trust Services (Asia) Limited 滙豐機構信託服務(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-15 |