Stephen Siu Hung Leung
梁少熊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Siu Hung Leung (梁少熊), a licensed former licensee with CE reference ACZ398. This person has 19.0 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 4 - Advising on securities | 2022-06-28 | 2024-08-28 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-04-27 | 2022-06-28 |
| Crosby Securities Limited 高誠證券有限公司 |
RO | Type 4 - Advising on securities | 2015-08-25 | 2022-04-04 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
RO | Type 4 - Advising on securities | 2014-09-15 | 2015-08-13 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 4 - Advising on securities | 2014-06-24 | 2014-09-15 |
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-01-14 | 2014-01-31 |
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-01-14 | 2014-01-31 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
RO | Type 4 - Advising on securities | 2012-04-26 | 2012-08-01 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-03-01 | 2012-04-26 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
RO | Type 4 - Advising on securities | 2011-05-06 | 2012-02-29 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-03-17 | 2011-05-06 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 4 - Advising on securities | 2007-05-18 | 2011-02-26 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 4 - Advising on securities | 2007-02-23 | 2007-05-18 |
| AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2006-02-14 | 2006-05-26 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2005-09-23 | 2005-12-27 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2005-08-18 | 2005-09-23 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 4 - Advising on securities | 2004-08-20 | 2005-08-05 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 4 - Advising on securities | 2004-05-17 | 2004-08-20 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 4 - Advising on securities | 2003-06-25 | 2004-02-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Stephen Siu Hung Leung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.