Ka Fai Franki Chung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Fai Franki Chung (鍾家輝), a licensed Responsible Officer with CE reference ACW769. Currently licensed at 1 firm(s): Monarch Capital Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 18.0 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Monarch Capital Management Limited 富傳資本管理有限公司 |
RO | Type 1 - Dealing in securities | 2024-12-06 | present |
| Monarch Capital Management Limited 富傳資本管理有限公司 |
RO | Type 4 - Advising on securities | 2024-12-06 | present |
| Monarch Capital Management Limited 富傳資本管理有限公司 |
RO | Type 9 - Asset management | 2024-12-06 | present |
| Beigehill Asset Management Limited 稻盛資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-10-25 | 2024-09-30 |
| Beigehill Asset Management Limited 稻盛資產管理有限公司 |
RO | Type 9 - Asset management | 2023-10-25 | 2024-09-30 |
| Prosper Global Asset Management Limited 盛世環球資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-01-09 | 2020-12-31 |
| Prosper Global Asset Management Limited 盛世環球資產管理有限公司 |
RO | Type 9 - Asset management | 2018-01-09 | 2020-12-31 |
| MEAG Hong Kong Limited | RO | Type 4 - Advising on securities | 2010-03-02 | 2016-05-05 |
| MEAG Hong Kong Limited | RO | Type 9 - Asset management | 2010-03-02 | 2016-05-05 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2007-05-09 | 2009-11-30 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2007-05-09 | 2009-11-30 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 5 - Advising on futures contracts | 2007-05-09 | 2009-11-30 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 9 - Asset management | 2007-05-09 | 2009-11-30 |
| CIBC Global Asset Management (Asia) Limited | RO | Type 9 - Asset management | 2006-06-27 | 2007-01-18 |
| CIBC Global Asset Management (Asia) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-01-26 |
| CIBC Global Asset Management (Asia) Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2005-12-01 |
| CIBC Global Asset Management (Asia) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2006-06-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Fai Franki Chung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.