Sek Fu Li
李錫富
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sek Fu Li (李錫富), CE reference AAX343. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2020-04-01 | 2020-12-31 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-01-13 | 2020-04-01 |
| Prosper Global Asset Management Limited 盛世環球資產管理有限公司 |
RO | Type 9 — Asset management | 2018-08-24 | 2019-09-13 |
| Prosper Global Asset Management Limited 盛世環球資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-04-03 | 2019-09-13 |
| Prosper Global Asset Management Limited 盛世環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-13 | 2018-04-03 |
| Prosper Global Asset Management Limited 盛世環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-03-13 | 2018-08-24 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2004-11-09 | 2015-03-03 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2004-11-09 | 2015-03-03 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-09-01 | 2004-11-09 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-11-09 |
| Biz Corp Limited |
Rep | Type 4 — Advising on securities | present | 2003-08-16 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-16 |
| Biz Corp Limited |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-16 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-16 |
| Biz Corp Limited |
Rep | Type 9 — Asset management | present | 2003-08-16 |