Henry Yue Hung Chan

陳裕雄
CE No. ADB611 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Henry Yue Hung Chan (陳裕雄), a licensed former licensee with CE reference ADB611. Total licence records on file: 34.

Licence history

FirmRoleRegulated activityFromTo
BEA Union Investment Management Limited
東亞聯豐投資管理有限公司
RO Type 1 — Dealing in securities 2014-04-03 2022-06-30
BEA Union Investment Management Limited
東亞聯豐投資管理有限公司
RO Type 4 — Advising on securities 2014-04-03 2022-06-30
BEA Union Investment Management Limited
東亞聯豐投資管理有限公司
RO Type 5 — Advising on futures contracts 2014-04-03 2022-07-12
BEA Union Investment Management Limited
東亞聯豐投資管理有限公司
RO Type 9 — Asset management 2014-04-03 2022-06-30
BEA Union Investment Management Limited
東亞聯豐投資管理有限公司
Rep Type 1 — Dealing in securities 2014-03-07 2014-04-03
BEA Union Investment Management Limited
東亞聯豐投資管理有限公司
Rep Type 4 — Advising on securities 2014-03-07 2014-04-03
BEA Union Investment Management Limited
東亞聯豐投資管理有限公司
Rep Type 5 — Advising on futures contracts 2014-03-07 2014-04-03
BEA Union Investment Management Limited
東亞聯豐投資管理有限公司
Rep Type 9 — Asset management 2014-03-07 2014-04-03
Pyramis Global Advisors (Hong Kong) Limited
RO Type 5 — Advising on futures contracts 2011-09-22 2013-11-01
Pyramis Global Advisors (Hong Kong) Limited
RO Type 1 — Dealing in securities 2011-07-12 2013-11-01
Pyramis Global Advisors (Hong Kong) Limited
RO Type 4 — Advising on securities 2011-07-12 2013-11-01
Pyramis Global Advisors (Hong Kong) Limited
RO Type 9 — Asset management 2011-07-12 2013-11-01
Pyramis Global Advisors (Hong Kong) Limited
Rep Type 1 — Dealing in securities 2011-01-19 2011-07-12
Pyramis Global Advisors (Hong Kong) Limited
Rep Type 4 — Advising on securities 2011-01-19 2011-07-12
Pyramis Global Advisors (Hong Kong) Limited
Rep Type 5 — Advising on futures contracts 2011-01-19 2011-09-22
Pyramis Global Advisors (Hong Kong) Limited
Rep Type 9 — Asset management 2011-01-19 2011-07-12
Baring Asset Management (Asia) Limited
霸菱資產管理(亞洲)有限公司
RO Type 1 — Dealing in securities 2005-07-18 2010-07-01
Baring Asset Management (Asia) Limited
霸菱資產管理(亞洲)有限公司
RO Type 4 — Advising on securities 2005-07-18 2010-07-01
Baring Asset Management (Asia) Limited
霸菱資產管理(亞洲)有限公司
Rep Type 1 — Dealing in securities 2005-05-23 2005-07-18
Baring Asset Management (Asia) Limited
霸菱資產管理(亞洲)有限公司
Rep Type 4 — Advising on securities 2005-05-23 2005-07-18
Baring Asset Management (Asia) Limited
霸菱資產管理(亞洲)有限公司
RO Type 1 — Dealing in securities 2004-09-24 2005-05-23
Baring Asset Management (Asia) Limited
霸菱資產管理(亞洲)有限公司
RO Type 4 — Advising on securities 2004-09-24 2005-05-23
Baring Asset Management (Asia) Limited
霸菱資產管理(亞洲)有限公司
RO Type 5 — Advising on futures contracts 2004-09-24 2010-07-01
Baring Asset Management (Asia) Limited
霸菱資產管理(亞洲)有限公司
RO Type 9 — Asset management 2004-09-24 2010-07-01
Baring Asset Management (Asia) Limited
霸菱資產管理(亞洲)有限公司
Rep Type 1 — Dealing in securities 2004-09-22 2004-09-24
Baring Asset Management (Asia) Limited
霸菱資產管理(亞洲)有限公司
Rep Type 4 — Advising on securities 2004-09-22 2004-09-24
Baring Asset Management (Asia) Limited
霸菱資產管理(亞洲)有限公司
Rep Type 5 — Advising on futures contracts 2004-09-22 2004-09-24
Baring Asset Management (Asia) Limited
霸菱資產管理(亞洲)有限公司
Rep Type 9 — Asset management 2004-09-22 2004-09-24
Invesco Asset Management Asia Limited
景順投資管理亞洲有限公司
Rep Type 4 — Advising on securities present 2004-09-16
Invesco Hong Kong Limited
景順投資管理有限公司(以景順投資管理名義經營業務)
Rep Type 4 — Advising on securities present 2004-09-16
Invesco Asset Management Asia Limited
景順投資管理亞洲有限公司
Rep Type 6 — Advising on corporate finance present 2004-09-16
Invesco Hong Kong Limited
景順投資管理有限公司(以景順投資管理名義經營業務)
Rep Type 6 — Advising on corporate finance present 2004-09-16
Invesco Asset Management Asia Limited
景順投資管理亞洲有限公司
Rep Type 9 — Asset management present 2004-09-16
Invesco Hong Kong Limited
景順投資管理有限公司(以景順投資管理名義經營業務)
Rep Type 9 — Asset management present 2004-09-16

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